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基于遙感多參數(shù)和CNN-Transformer的冬小麥單產(chǎn)估測
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國家自然科學(xué)基金項目(42171332)


Yield Estimation of Winter Wheat Based on Multiple Remotely Sensed Parameters and CNN-Transformer
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    摘要:

    為了提高冬小麥單產(chǎn)估測精度,改善估產(chǎn)模型存在的高產(chǎn)低估和低產(chǎn)高估等現(xiàn)象,,以陜西省關(guān)中平原為研究區(qū)域,,選取旬尺度條件植被溫度指數(shù)(VTCI)、葉面積指數(shù)(LAI)和光合有效輻射吸收比率(FPAR)為遙感特征參數(shù),,結(jié)合卷積神經(jīng)網(wǎng)絡(luò)(CNN)局部特征提取能力和基于自注意力機制的Transformer網(wǎng)絡(luò)的全局信息提取能力,,構(gòu)建CNN-Transformer深度學(xué)習(xí)模型,用于估測關(guān)中平原冬小麥產(chǎn)量,。與Transformer模型(R2為0.64,,RMSE為465.40kg/hm2,MAPE為8.04%)相比,,CNN-Transformer模型具有更高的冬小麥單產(chǎn)估測精度(R2為0.70,,RMSE為420.39kg/hm2,MAPE為7.65%),能夠從遙感多參數(shù)中提取更多與產(chǎn)量相關(guān)的信息,,且對于Transformer模型存在的高產(chǎn)低估和低產(chǎn)高估現(xiàn)象均有所改善,。基于5折交叉驗證法和留一法進一步驗證了CNN-Transformer模型的魯棒性和泛化能力,。此外,,基于CNN-Transformer模型捕獲冬小麥生長過程的累積效應(yīng),分析逐步累積旬尺度輸入?yún)?shù)對產(chǎn)量估測的影響,,評估模型對于冬小麥不同生長階段的累積過程的表征能力,。結(jié)果表明,模型能有效捕捉冬小麥生長的關(guān)鍵時期,,3月下旬至5月上旬是冬小麥生長的關(guān)鍵時期,。

    Abstract:

    In order to improve the accuracy of winter wheat yield estimation and the phenomena of underestimation of high yield and overestimation of low yield that exist in yield estimation models, the Guanzhong Plain in Shaanxi Province, China was taken as the study area, and the vegetation temperature condition index (VTCI), leaf area index (LAI) and fraction of photosynthetically active radiation (FPAR) at the ten-day interval were selected as remotely sensed parameters, and a deep learning model was proposed for estimating winter wheat yield by combining the local feature extraction capability of convolutional neural network (CNN) and the global information extraction capability of Transformer network based on the mechanism of self-attention. Compared with the Transformer model (R2 was 0.64, RMSE was 465.40kg/hm2, MAPE was 8.04%), the CNN-Transformer model had higher accuracy in estimating winter wheat yield (R2 was 0.70, RMSE was 420.39kg/hm2, MAPE was 7.65%), which can extract more yield-related information from the multiple remotely sensed parameters, and improved the underestimation of high yield and overestimation of low yield which existed in the Transformer model. The robustness and generalization ability of the CNN-Transformer model were further validated based on the five-fold cross-validation method and the leave-one-out method. In addition, based on the CNN-Transformer model, the cumulative effect of the winter wheat growth process was revealed, the impact of gradually accumulating ten-day scale input information on yield estimation was analyzed, and the ability of the model to characterize the accumulation process of winter wheat at different growth stages was assessed. The results showed that the model can effectively capture the critical period of winter wheat growth, which was from late March to early May.

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王鵬新,杜江莉,張悅,劉峻明,李紅梅,王春梅.基于遙感多參數(shù)和CNN-Transformer的冬小麥單產(chǎn)估測[J].農(nóng)業(yè)機械學(xué)報,2024,55(3):173-182. WANG Pengxin, DU Jiangli, ZHANG Yue, LIU Junming, LI Hongmei, WANG Chunmei. Yield Estimation of Winter Wheat Based on Multiple Remotely Sensed Parameters and CNN-Transformer[J]. Transactions of the Chinese Society for Agricultural Machinery,2024,55(3):173-182.

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  • 收稿日期:2023-08-06
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  • 在線發(fā)布日期: 2023-09-13
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