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基于Shapley值組合預測的玉米單產(chǎn)估測
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國家重點研發(fā)計劃項目(2016YFD0300603-3)


Estimation of Maize Yield Based on Shapley Value Combination Forecasting
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    摘要:

    為進一步促進機器學習技術(shù)在玉米單產(chǎn)估測中的應(yīng)用,,以河北中部平原為研究區(qū)域,,選取與玉米長勢和產(chǎn)量密切相關(guān)的條件植被溫度指數(shù)(Vegetation temperature condition index,VTCI)和葉面積指數(shù)(Leaf area index,,LAI)為特征變量,,通過極限梯度提升(Extreme gradient boosting,XGBoost)算法和隨機森林(Random forest,,RF)算法分別對玉米單產(chǎn)進行估測,。基于組合預測思想與Shapley值理論,,分別確定組合預測模型中XGBoost與RF模型權(quán)重,,進而得到組合預測模型,結(jié)果表明,,基于Shapley值確定的組合估產(chǎn)模型精度較高(R2=0.32),達極顯著水平(P<0.001),。同時將組合預測模型應(yīng)用于河北中部平原2012年各縣(區(qū))玉米的單產(chǎn)估測,結(jié)果表明,,模型精度較高(R2=0.52),,玉米估測單產(chǎn)與實際單產(chǎn)的平均相對誤差和均方根誤差分別為9.86%、831.14kg/km2,,達到極顯著水平(P<0.001),,且組合預測模型的精度均優(yōu)于單一估測模型。研究發(fā)現(xiàn),,河北中部平原玉米估測單產(chǎn)隨年份發(fā)生波動變化,,呈先降低后升高的趨勢。玉米估測單產(chǎn)以西部地區(qū)最高,,其次是北部和南部地區(qū),,東部地區(qū)最低,。

    Abstract:

    Aiming to promote the application of machine learning in agriculture field and improve accuracy of the maize yield estimation, the central plain of Hebei Province was selected as the study area, which includes fifty-three counties (districts). Vegetation temperature condition index (VTCI) and leaf area index (LAI)at the main growth stages of maize were selected as key crop growth indicators for estimating the maize yield by using two machine learning methods, extreme gradient boosting (XGBoost) and random forest (RF), and as well as their combination. Firstly, the XGBoost and RF were used to estimate yield of maize from 2010 to 2017, then the XGBoost and RF’s weights were determined by combination forecasting model by using the Shapley value method, and finally maize yield of each county in 2012 was estimated based on the combination forecasting model. The results showed that the mean relative error (MRE) and root mean square error (RMSE) between the estimated yield of maize and the actual yield were 9.86% and 831.14kg/km2, respectively. The accuracy of the combination forecasting model (R2=0.52, P<0.001) was better than that of the XGBoost model and RF model, which can be applied to estimate the yield of maize in the study area. The combination model was used to estimate the maize yield of the central plain of Hebei Province pixel by pixel from 2010 to 2018. The estimated yield of maize showed a trend of decrease first and then increase over time. The spatial distribution of maize yield was the highest in the western region, followed by the northern and southern regions, and the eastern region was the lowest. The results showed that the temporal and spatial changes of maize in the central plain of Hebei Province were in line with reality, and the research result can provide guidance for the growth monitoring and yield estimation of maize in the study area.

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王鵬新,喬琛,李俐,周西嘉,許連香,胡亞京.基于Shapley值組合預測的玉米單產(chǎn)估測[J].農(nóng)業(yè)機械學報,2021,52(9):221-229. WANG Pengxin, QIAO Chen, LI Li, ZHOU Xijia, XU Lianxiang, HU Yajing. Estimation of Maize Yield Based on Shapley Value Combination Forecasting[J]. Transactions of the Chinese Society for Agricultural Machinery,2021,52(9):221-229.

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  • 收稿日期:2020-09-18
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  • 在線發(fā)布日期: 2021-09-10
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